Date: May 6, 2024
Title: A Crowd of Angels: Remarks before the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: May 3, 2024
Title: Lane Drifting: Remarks at the Hoover Monetary Policy Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 18, 2024
Title: Earthquakes, Eclipses, and Enigmas: Remarks at the SEC’s 43nd Annual Small Business Forum – Catching up with Small Caps: Lessons learned going public and staying public
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 15, 2024
Title: There’s Got to Be a Better Way: Statement of Dissent Regarding Wayzata Investment Partners LLC
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 12, 2024
Title: Comment on FinCEN’s AML/CFT Program and SAR Filing for Registered Investment Advisers and Exempt Reporting Advisers Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 8, 2024
Title: Pourquoi Pas? Securities Regulation and the American Dream: Remarks before the Association of Private Enterprise Education
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 8, 2024
Title: Filling the Gap: Comments on the Proposal to Amend FINRA’s Codes of Arbitration Procedure and Code of Mediation Procedure to Modify the Qualifications for Representatives in Arbitrations and Mediations
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 2, 2024
Title: At the SEC: Nothing but Crickets Remarks at SEC Speaks
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: March 26, 2024
Title: Commission Statement on the Passing of Former Commissioner Roberta Karmel
Speaker:
Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type: Statement
Date: March 7, 2024
Title: Change: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: March 6, 2024
Title: Keeping Up with the Markets: Statement on Rule 605 Adoption
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 6, 2024
Title: Green Regs and Spam [1] : Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 5, 2024
Title: On Today’s Episode of As the Crypto World Turns: Statement on ShapeShift AG
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Feb. 27, 2024
Title: Angels and IPOs: Remarks Before the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Feb. 8, 2024
Title: Curiouser and Curiouser: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 6, 2024
Title: Dealer, No Dealer? [1] : Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 30, 2024
Title: Unsettling Silence: Dissent from Denial of Request for Rulemaking to Amend 17 C.F.R. § 202.5(e)
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 24, 2024
Title: For the Birds: Statement on Adoption of Rule Regarding Special Purpose Acquisition Companies, Shell Companies, and Projections
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 10, 2024
Title: Out, Damned Spot! Out, I Say! [1] : Statement on Omnibus Approval Order for List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 15, 2023
Title: Statement Regarding Denial of Petition for Rulemaking
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 13, 2023
Title: Twenty Years, Forty %?: Statement on the 2024 Final Budget and Accounting Support Fee for the Public Company Accounting Oversight Board
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 13, 2023
Title: Careening Toward Clearing: Statement on Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 7, 2023
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Nov. 29, 2023
Title: Freedom: Remarks at Meeting of the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Nov. 27, 2023
Title: Unsettling End of an Era: Statement on Adoption of Rule Prohibiting Conflicts of Interest in Certain Securitizations
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 16, 2023
Title: High Stakes: Comments on the Adoption of a Rule Related to Clearing Agency Governance and Conflicts of Interest
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 14, 2023
Title: The SEC’s Swiss Army Statute: Statement on Charter Communications, Inc.
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 27, 2023
Title: Overdue: Statement of Dissent on LBRY
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 18, 2023
Title: Fears for Tiers: Statement on Proposed Volume-Based Exchange Transaction Pricing for NMS Stocks
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Short Sale Disclosure
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 13, 2023
Title: Reporting of Securities Loans
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 10, 2023
Title: Appropriating Appropriate Asymmetries: Statement on Modernization of Beneficial Ownership Reporting Rule
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Sept. 21, 2023
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Sept. 20, 2023
Title: Pizza or Pizza? Statement on Investment Company Names
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Sept. 19, 2023
Title: Remarks at the Meeting of SEC Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Sept. 18, 2023
Title: Caught in a SAR Trap: Statement on In the Matter of Pierre Economacos
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Sept. 13, 2023
Title: Collecting Enforcement Actions: Statement on Stoner Cats 2, LLC
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Sept. 12, 2023
Title: Ugh and Awe: Remarks before the IFC-Milken Institute’s Capital Markets Scholars Program
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Sept. 6, 2023
Title: Who’s Paying?: Statement on the CAT’s Funding Model
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 28, 2023
Title: NFTs & the SEC: Statement on Impact Theory, LLC
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Aug. 23, 2023
Title: Uprooted: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 23, 2023
Title: Statement on the Adoption of Amendments to Rule 15b9-1
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Aug. 17, 2023
Title: UnRulemaking: Statement Regarding DST Asset Manager Solutions, Inc.
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: July 26, 2023
Title: Exemption for Certain Investment Advisers Operating Through the Internet
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 26, 2023
Title: Through the Looking Glass : Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 26, 2023
Title: Harming Investors and Helping Hackers: Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 12, 2023
Title: Air Dancers and Flies: Statement on Adoption of the Latest Round of Money Market Fund Reforms
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 12, 2023
Title: Statement on Proposed Amendments to Exchange Act Rule 15c3-3
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: July 6, 2023
Title: Statement Regarding Amicus Brief Filing in Murray v. UBS Securities, LLC
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: June 22, 2023
Title: Statement Concerning Certain IAC Recommendations
Speaker:
Commissioner Hester M. Peirce
Type: Statement